Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 291361 | LOCUST WOOD CAPITAL LP | 1178063 | 03/17/2021 | D/A | Indefinite | $810,394,359 |
| ROCKEFELLER FINANCIAL LLC | 291361 | CAIS Millennium USA LLC | 1523894 | 06/01/2021 | D/A | Indefinite | $771,176,552 |
| ROCKEFELLER FINANCIAL LLC | 291361 | CAIS Millennium USA LLC | 1523894 | 06/07/2022 | D/A | Indefinite | $771,176,552 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Belhurst Capital Fund LLC | 1886309 | 12/29/2021 | D/A | Indefinite | $758,673,358 |
| ROCKEFELLER FINANCIAL LLC | 291361 | CAIS Millennium USA LLC | 1523894 | 06/08/2020 | D/A | Indefinite | $707,833,864 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Dyal V Pension Investors LP | 1830927 | 11/15/2022 | D/A | Indefinite | $696,250,000 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Hawk Ridge Partners Offshore Ltd. | 1689927 | 12/06/2022 | D/A | Indefinite | $666,010,538 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Clearisle Capital Fund LLC | 1787424 | 09/15/2020 | D/A | Indefinite | $662,626,385 |
| ROCKEFELLER FINANCIAL LLC | 291361 | KSL Capital Partners Credit Opportunities Fund IV, L.P. | 1936019 | 01/09/2023 | D/A | Indefinite | $620,242,424 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Alkeon Growth PW Partners, LP | 1501157 | 10/25/2019 | D/A | Indefinite | $611,397,019 |