Broker-Dealers on SEC Form D for ROCKEFELLER FINANCIAL LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 111-118 out of 118 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
ROCKEFELLER FINANCIAL LLC	291361	JLLX Diversified II, DST	1930808	09/27/2022	D/A	$219,810,811	$118,504,969
ROCKEFELLER FINANCIAL LLC	291361	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	08/11/2022	D/A	Indefinite	$116,640,220
ROCKEFELLER FINANCIAL LLC	291361	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	11/12/2021	D/A	Indefinite	$115,760,864
ROCKEFELLER FINANCIAL LLC	291361	Access RDRF II, L.P.	1787612	03/16/2020	D/A	Indefinite	$115,200,000
ROCKEFELLER FINANCIAL LLC	291361	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	09/09/2021	D/A	Indefinite	$114,240,091
ROCKEFELLER FINANCIAL LLC	291361	JLLX Diversified II, DST	1930808	09/12/2022	D/A	$219,810,811	$111,185,325
ROCKEFELLER FINANCIAL LLC	291361	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	05/12/2022	D/A	Indefinite	$106,748,620
ROCKEFELLER FINANCIAL LLC	291361	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	02/10/2022	D/A	Indefinite	$101,298,620

118 Results

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