Broker-Dealers on SEC Form D for ROCKEFELLER FINANCIAL LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 91-100 out of 118 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
ROCKEFELLER FINANCIAL LLC	291361	AQR Delphi Long-Short Equity Fund, L.P.	1524221	08/13/2021	D/A	Indefinite	$180,766,334
ROCKEFELLER FINANCIAL LLC	291361	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	11/10/2022	D/A	Indefinite	$177,618,481
ROCKEFELLER FINANCIAL LLC	291361	JLLX Diversified II, DST	1930808	11/28/2022	D/A	$219,810,811	$176,447,999
ROCKEFELLER FINANCIAL LLC	291361	Alkeon Growth Offshore Fund II, Ltd.	1503462	10/22/2021	D/A	Indefinite	$172,094,561
ROCKEFELLER FINANCIAL LLC	291361	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	08/11/2022	D/A	Indefinite	$171,295,981
ROCKEFELLER FINANCIAL LLC	291361	TIG ARBITRAGE ENHANCED, LTD.	1537552	06/02/2023	D/A	Indefinite	$168,574,218
ROCKEFELLER FINANCIAL LLC	291361	iCapital - Bridgewater Diversified Macro Fund, L.P.	1876694	11/18/2022	D/A	Indefinite	$165,032,200
ROCKEFELLER FINANCIAL LLC	291361	TIG ARBITRAGE ENHANCED, LTD.	1537552	06/02/2022	D/A	Indefinite	$164,231,247
ROCKEFELLER FINANCIAL LLC	291361	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	05/12/2022	D/A	Indefinite	$164,125,981
ROCKEFELLER FINANCIAL LLC	291361	GTIS Qualified Opportunity Fund LLC	1771667	01/16/2020	D/A	$500,000,000	$162,001,443

118 Results

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