Broker-Dealers on SEC Form D for ROCKEFELLER FINANCIAL LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-30 out of 35 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
ROCKEFELLER FINANCIAL LLC	291361	iCapital - Bridgewater Diversified Macro Fund, L.P.	1876694	09/02/2021	D	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	Belhurst Capital Fund LLC	1886309	10/07/2021	D/A	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	Belhurst Capital Fund LLC	1886309	10/05/2021	D	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	Octagon CLO Opportunity Fund IV (US) LP	1888868	01/11/2022	D	$500,000,000	$0
ROCKEFELLER FINANCIAL LLC	291361	Octagon CLO Opportunity Fund IV LP	1888869	01/11/2022	D	$500,000,000	$0
ROCKEFELLER FINANCIAL LLC	291361	TPG Partners IX, L.P.	1899910	04/29/2022	D	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	iCapital-SL Partners VII (International) Access Fund, L.P.	1924235	05/05/2022	D	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	iCapital - Innovation Credit Growth IX Access Fund, L.P.	1929021	05/25/2022	D	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	iCapital - TPG Partners IX Access Fund, L.P.	1943073	08/23/2022	D	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	iCapital - BH Alpha Strategies Access Fund, L.P.	1943541	08/30/2022	D	Indefinite	$0

35 Results

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