Broker-Dealers on SEC Form D for ROCKEFELLER FINANCIAL LLC

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion

Sort by:

Displaying 11-20 out of 35 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
ROCKEFELLER FINANCIAL LLC	291361	iCapital - BH Access Fund, L.P.	1860420	05/12/2021	D	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	iCapital - ECP Access Fund, L.P.	1863090	06/08/2021	D	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	iCapital-SROA Capital Fund VIII Co-Investment Access Fund, L.P.	1867258	06/30/2021	D	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	VantageRock Capital Offshore Fund Ltd.	1869970	07/30/2021	D	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	iCapital RRK, L.P.	1873198	08/10/2021	D	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	iCapital - VK Opportunities Fund, L.P.	1873200	08/10/2021	D	Indefinite	$0
ROCKEFELLER FINANCIAL LLC	291361	ECP ENERGY TRANSITION OPPORTUNITIES FUND, LP	1873369	09/17/2021	D	$500,000,000	$0
ROCKEFELLER FINANCIAL LLC	291361	ECP ENERGY TRANSITION OPPORTUNITIES FUND B, LP	1873386	09/17/2021	D	$500,000,000	$0
ROCKEFELLER FINANCIAL LLC	291361	ECP ENERGY TRANSITION OPPORTUNITIES FUND B OFFSHORE FEEDER, LP	1873429	09/17/2021	D	$500,000,000	$0
ROCKEFELLER FINANCIAL LLC	291361	ECP ENERGY TRANSITION OPPORTUNITIES FUND A, LP	1873466	09/17/2021	D	$500,000,000	$0

35 Results

<
1
2
3
4
>