Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| TAGLICH BROTHERS, INC. | 29102 | CHF TECHNOLOGIES INC | 1283259 | 01/26/2011 | D/A | $10,000,000 | $1,710,817 |
| TAGLICH BROTHERS, INC. | 29102 | DILON TECHNOLOGIES INC | 1047810 | 07/02/2009 | D/A | $3,000,000 | $1,697,200 |
| TAGLICH BROTHERS, INC. | 29102 | TPE - NMC LeaseCo., LLC | 1906725 | 02/17/2022 | D/A | $1,620,000 | $1,620,000 |
| TAGLICH BROTHERS, INC. | 29102 | AUTONET MOBILE INC | 1421588 | 01/03/2017 | D | $5,000,000 | $1,592,000 |
| TAGLICH BROTHERS, INC. | 29102 | AUTONET MOBILE INC | 1421588 | 08/03/2017 | D | $1,552,300 | $1,552,300 |
| TAGLICH BROTHERS, INC. | 29102 | Caldera Pharmaceuticals Inc | 1518520 | 04/29/2013 | D | $5,000,000 | $1,550,000 |
| TAGLICH BROTHERS, INC. | 29102 | Icagen, Inc. | 1518520 | 04/28/2017 | D | $1,500,000 | $1,500,000 |
| TAGLICH BROTHERS, INC. | 29102 | Mare Island Dry Dock Investment LLC | 1589881 | 02/07/2017 | D | $1,500,000 | $1,500,000 |
| TAGLICH BROTHERS, INC. | 29102 | DecisionPoint Systems, Inc. | 1505611 | 10/31/2018 | D | $1,500,000 | $1,500,000 |
| TAGLICH BROTHERS, INC. | 29102 | APR Investment LLC | 1573023 | 04/03/2013 | D | $3,169,981 | $1,437,500 |