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Broker-Dealers on SEC Form D for KINGSWOOD CAPITAL PARTNERS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 171-180 out of 196 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
KINGSWOOD CAPITAL PARTNERS, LLC288898MCI Preferred Income Fund IV, LLC177441503/16/2020D/A$500,000,000$5,882,536
KINGSWOOD CAPITAL PARTNERS, LLC288898Lombard International Life Assurance Co Separate Account VA 191172596603/05/2019D/AIndefinite$5,522,831
KINGSWOOD CAPITAL PARTNERS, LLC288898InvestX Series (SPX-U2), a Series of InvestX Master LLC197206006/20/2023D/AIndefinite$4,770,590
KINGSWOOD CAPITAL PARTNERS, LLC288898Three Chord Bourbon, Inc.172872110/24/2022D/A$15,000,000$4,528,400
KINGSWOOD CAPITAL PARTNERS, LLC288898Lombard International Life Assurance Co Separate Account VL 340187138004/13/2023D/AIndefinite$4,064,776
KINGSWOOD CAPITAL PARTNERS, LLC288898Lombard International Life Assurance Co Separate Account VA 239176988207/17/2020D/AIndefinite$3,850,040
KINGSWOOD CAPITAL PARTNERS, LLC288898Steel Bending Spirits, LLC172872101/19/2021D/A$3,500,000$3,485,000
KINGSWOOD CAPITAL PARTNERS, LLC288898Steel Bending Spirits, LLC172872101/29/2021D/A$3,500,000$3,485,000
KINGSWOOD CAPITAL PARTNERS, LLC288898Lombard International Life Assurance Co Separate Account VL 190173819903/08/2019D/AIndefinite$3,439,010
KINGSWOOD CAPITAL PARTNERS, LLC288898Lombard International Life Assurance Co Separate Account VA 192173011405/28/2019D/AIndefinite$3,289,920

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