Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MARK STUART FINCKLE | 2650476 | ADVANCED EQUITIES SUNIVA INVESTMENTS I LLC | 1433355 | 06/10/2009 | D/A | Indefinite | $2,618,630 |
| MARK STUART FINCKLE | 2650476 | AEI ALIEN SERIES B' INVESTMENTS II, LLC | 1510957 | 06/24/2011 | D/A | Indefinite | $2,510,500 |
| MARK STUART FINCKLE | 2650476 | AEI ALIEN SERIES B' INVESTMENTS II, LLC | 1510957 | 05/31/2011 | D/A | Indefinite | $1,410,700 |
| MARK STUART FINCKLE | 2650476 | AEI Patron II, LLC | 1527826 | 03/23/2012 | D/A | Indefinite | $1,096,500 |
| MARK STUART FINCKLE | 2650476 | NEUROONE MEDICAL TECHNOLOGIES Corp | 1500198 | 02/27/2019 | D/A | $10,000,000 | $992,500 |
| MARK STUART FINCKLE | 2650476 | AEI Patron II, LLC | 1527826 | 12/19/2011 | D/A | Indefinite | $901,500 |
| MARK STUART FINCKLE | 2650476 | AEI Patron II, LLC | 1527826 | 11/28/2011 | D/A | Indefinite | $476,500 |
| MARK STUART FINCKLE | 2650476 | AEI Patron II, LLC | 1527826 | 11/14/2011 | D/A | Indefinite | $300,000 |
| MARK STUART FINCKLE | 2650476 | AEI Patron II, LLC | 1527826 | 10/31/2011 | D/A | Indefinite | $175,000 |
| MARK STUART FINCKLE | 2650476 | AEI Patron II, LLC | 1527826 | 10/17/2011 | D/A | Indefinite | $85,000 |