Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| B. RILEY WEALTH MANAGEMENT | 2543 | Eco-Stim Energy Solutions, Inc. | 1135657 | 08/11/2014 | D | $2,302,400 | $2,302,400 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CRP Wetherole LLC | 1658619 | 05/17/2016 | D | $3,425,000 | $1,827,500 |
| B. RILEY WEALTH MANAGEMENT | 2543 | STREAMWORKS PRODUCTS GROUP, INC. | 1434188 | 09/21/2012 | D | $4,000,000 | $625,000 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CRP Nomad LLC | 1733623 | 04/06/2018 | D | Indefinite | $400,000 |
| B. RILEY WEALTH MANAGEMENT | 2543 | STREAMWORKS PRODUCTS GROUP, INC. | 1434188 | 09/21/2012 | D | $2,000,000 | $327,170 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CRP Saint Marks Place LLC | 1676271 | 06/03/2016 | D | $2,616,084 | $0 |
| B. RILEY WEALTH MANAGEMENT | 2543 | LEDIC Realty Company, LLC | 1667073 | 08/22/2016 | D | $50,000,000 | $0 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CRP Sunrise Highway LLC | 1738207 | 04/23/2018 | D | $2,350,000 | $0 |