Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 10/23/2017 | D/A | Indefinite | $41,252,451 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS DES Composite Fund LLC | 1566447 | 10/26/2016 | D/A | Indefinite | $38,250,000 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 10/25/2016 | D/A | Indefinite | $35,131,451 |
| B. RILEY WEALTH MANAGEMENT | 2543 | Catalysis Partners, LLC | 1459219 | 05/05/2009 | D/A | Indefinite | $30,482,076 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CRP Nomad LLC | 1733623 | 12/17/2021 | D/A | $33,100,000 | $28,526,816 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS AllBlue Ltd. | 1523880 | 10/25/2016 | D/A | Indefinite | $26,637,504 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS AllBlue Ltd. | 1523880 | 10/23/2017 | D/A | Indefinite | $26,637,504 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS AllBlue Ltd. | 1523880 | 06/12/2018 | D/A | Indefinite | $26,637,504 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CRP Nomad LLC | 1733623 | 10/22/2019 | D/A | $33,100,000 | $24,719,250 |
| B. RILEY WEALTH MANAGEMENT | 2543 | Lexington Keystone Fund, LLC | 1480021 | 02/09/2012 | D/A | $50,000,000 | $24,372,626 |