Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS DES Oculus LLC | 1523891 | 10/24/2017 | D/A | Indefinite | $64,646,763 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS DES Oculus LLC | 1523891 | 10/26/2016 | D/A | Indefinite | $64,146,763 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS AllBlue LLC | 1523886 | 10/23/2017 | D/A | Indefinite | $62,499,029 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS AllBlue LLC | 1523886 | 06/12/2018 | D/A | Indefinite | $62,499,029 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS AllBlue LLC | 1523886 | 10/25/2016 | D/A | Indefinite | $62,498,029 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/01/2021 | D/A | Indefinite | $50,166,400 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/07/2022 | D/A | Indefinite | $50,166,400 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/08/2020 | D/A | Indefinite | $48,666,400 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS DES Composite Fund LLC | 1566447 | 06/10/2019 | D/A | Indefinite | $48,350,000 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/10/2019 | D/A | Indefinite | $47,820,400 |