Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS Millennium Intl. Ltd. | 1523884 | 10/25/2016 | D/A | Indefinite | $271,262,485 |
| B. RILEY WEALTH MANAGEMENT | 2543 | BRC Partners Opportunity Fund, LP | 1642765 | 05/27/2022 | D/A | Indefinite | $265,150,466 |
| B. RILEY WEALTH MANAGEMENT | 2543 | BRC Partners Opportunity Fund, LP | 1642765 | 06/14/2023 | D/A | Indefinite | $265,150,466 |
| B. RILEY WEALTH MANAGEMENT | 2543 | Altegris QIM Futures Fund, L.P. | 1469317 | 07/10/2015 | D/A | Indefinite | $225,343,386 |
| B. RILEY WEALTH MANAGEMENT | 2543 | Altegris QIM Futures Fund, L.P. | 1469317 | 02/03/2015 | D/A | Indefinite | $224,976,478 |
| B. RILEY WEALTH MANAGEMENT | 2543 | Altegris QIM Futures Fund, L.P. | 1469317 | 09/24/2013 | D/A | Indefinite | $220,218,004 |
| B. RILEY WEALTH MANAGEMENT | 2543 | Symmetry Peak, LP | 1289575 | 03/23/2023 | D/A | Indefinite | $217,798,896 |
| B. RILEY WEALTH MANAGEMENT | 2543 | BRC Partners Opportunity Fund, LP | 1642765 | 05/14/2021 | D/A | Indefinite | $211,946,410 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS Millennium USA LLC | 1523894 | 09/02/2015 | D/A | Indefinite | $197,624,136 |
| B. RILEY WEALTH MANAGEMENT | 2543 | Altegris QIM Futures Fund, L.P. | 1469317 | 09/25/2012 | D/A | Indefinite | $194,966,999 |