Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS OZMF LLC | 1607350 | 06/10/2019 | D/A | Indefinite | $43,041,478 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS OZMF LLC | 1607350 | 06/08/2020 | D/A | Indefinite | $43,041,478 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS OZMF LLC | 1607350 | 10/23/2017 | D/A | Indefinite | $42,577,151 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS OZMF LLC | 1607350 | 10/24/2016 | D/A | Indefinite | $42,445,912 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS DES Composite Fund LLC | 1566447 | 10/24/2017 | D/A | Indefinite | $41,900,000 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 10/23/2017 | D/A | Indefinite | $41,252,451 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS DES Composite Fund LLC | 1566447 | 10/26/2016 | D/A | Indefinite | $38,250,000 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 10/25/2016 | D/A | Indefinite | $35,131,451 |
| B. RILEY WEALTH MANAGEMENT | 2543 | Catalysis Partners, LLC | 1459219 | 05/05/2009 | D/A | Indefinite | $30,482,076 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CRP Nomad LLC | 1733623 | 12/17/2021 | D/A | $33,100,000 | $28,526,816 |