Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS DES Composite Fund LLC | 1566447 | 06/13/2018 | D/A | Indefinite | $44,500,000 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS OZMF LLC | 1607350 | 06/01/2021 | D/A | Indefinite | $43,741,478 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS SCULPTOR MASTER FUND LLC | 1607350 | 11/18/2021 | D/A | Indefinite | $43,741,478 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS SCULPTOR MASTER FUND LLC | 1607350 | 06/07/2022 | D/A | Indefinite | $43,741,478 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS OZMF LLC | 1607350 | 06/12/2018 | D/A | Indefinite | $43,041,478 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS OZMF LLC | 1607350 | 06/10/2019 | D/A | Indefinite | $43,041,478 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS OZMF LLC | 1607350 | 06/08/2020 | D/A | Indefinite | $43,041,478 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS OZMF LLC | 1607350 | 10/23/2017 | D/A | Indefinite | $42,577,151 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS OZMF LLC | 1607350 | 10/24/2016 | D/A | Indefinite | $42,445,912 |
| B. RILEY WEALTH MANAGEMENT | 2543 | CAIS DES Composite Fund LLC | 1566447 | 10/24/2017 | D/A | Indefinite | $41,900,000 |