Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-US Long/Short Equity 11 Fund | 1504290 | 10/28/2010 | D | $150,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-CTA 13 Fund | 1504291 | 10/28/2010 | D | $100,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Convertible Arbitrage 11 Fund | 1504578 | 10/29/2010 | D | $150,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Credit 3 Fund | 1504579 | 10/29/2010 | D | $200,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Global Macro 2 Fund | 1504580 | 10/29/2010 | D | $200,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Risk Arbitrage 4 Fund | 1504581 | 10/29/2010 | D | $100,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Market Neutral 4 Fund | 1504582 | 10/29/2010 | D | $100,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Market Neutral 9 Fund | 1504583 | 10/29/2010 | D | $75,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Risk Arbitrage 11 Fund | 1505659 | 11/22/2010 | D | $200,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Convertible Arbitrage 14 Fund | 1505660 | 11/22/2010 | D | $100,000,000 | $0 |