Broker-Dealers on SEC Form D for DEUTSCHE BANK SECURITIES INC.

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Displaying 801-810 out of 1,020 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
DEUTSCHE BANK SECURITIES INC.	2525	Fenwick Recovery Fund, Inc.	1401157	03/18/2015	D/A	Indefinite	$6,000,000
DEUTSCHE BANK SECURITIES INC.	2525	Fenwick Recovery Fund, Inc.	1401157	03/18/2016	D/A	Indefinite	$6,000,000
DEUTSCHE BANK SECURITIES INC.	2525	dbX-Convertible Arbitrage 13 Fund	1540706	01/30/2012	D	$150,000,000	$5,852,967
DEUTSCHE BANK SECURITIES INC.	2525	Beldore Capital Fund LLC	1404013	11/08/2018	D/A	Indefinite	$5,818,932
DEUTSCHE BANK SECURITIES INC.	2525	Beldore Capital Fund LLC	1404013	11/08/2019	D/A	Indefinite	$5,818,932
DEUTSCHE BANK SECURITIES INC.	2525	Beldore Capital Fund LLC	1404013	11/13/2020	D/A	Indefinite	$5,818,932
DEUTSCHE BANK SECURITIES INC.	2525	Beldore Capital Fund LLC	1404013	11/18/2021	D/A	Indefinite	$5,818,932
DEUTSCHE BANK SECURITIES INC.	2525	NZC Opportunities II LLC	1457808	03/12/2010	D/A	Indefinite	$5,500,000
DEUTSCHE BANK SECURITIES INC.	2525	NZC Opportunities II LLC	1457808	03/15/2011	D/A	Indefinite	$5,500,000
DEUTSCHE BANK SECURITIES INC.	2525	Flag Point Convertible Fund, L.P.	1603839	04/10/2015	D/A	Indefinite	$5,366,984