| DEUTSCHE BANK SECURITIES INC. | 2525 | SHENKMAN ENERGY OPPORTUNITY FUND LTD. | 1637549 | 03/18/2016 | D/A | Indefinite | $14,300,000 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | SHENKMAN ENERGY OPPORTUNITY FUND LTD. | 1637549 | 03/20/2017 | D/A | Indefinite | $14,300,000 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | Solar Power, Inc. | 1210618 | 10/08/2009 | D | $20,000,000 | $14,077,000 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | Optima Emerging Markets Fund LP | 1297410 | 11/04/2010 | D | Indefinite | $13,991,000 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | SUNTEX MARINA INVESTORS LLC | 1650214 | 08/11/2015 | D | $300,000,000 | $13,977,900 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | BELVEDERE CAPITAL FUND CO LLC | 1035602 | 03/03/2015 | D/A | Indefinite | $13,750,170 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | LiquidAlts H2O Force 10 Fund | 1610016 | 06/09/2015 | D/A | $500,000,000 | $13,444,314 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | 6200 Hollywood Blvd. North, L.P. | 1593809 | 12/10/2013 | D | Indefinite | $12,900,000 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | BELVEDERE CAPITAL FUND CO LLC | 1035602 | 03/04/2014 | D/A | Indefinite | $11,895,611 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | DB GLOBAL ALPHA STRATEGIES FUND LP | 1437474 | 03/16/2009 | D/A | Indefinite | $11,826,945 |
