Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-CTA 18 Fund | 1526059 | 07/24/2012 | D/A | $200,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Currency 2 Fund | 1526060 | 07/24/2012 | D/A | $100,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | UNEQUAL Technologies Co | 1464594 | 11/09/2012 | D/A | $3,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | UNEQUAL Technologies Co | 1464594 | 11/14/2012 | D/A | $3,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-CTA 14 Fund | 1532338 | 10/17/2012 | D/A | $200,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Global Macro 9 Fund | 1532339 | 10/17/2012 | D/A | $150,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | UNEQUAL Technologies Co | 1464594 | 03/13/2013 | D/A | $10,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Risk Arbitrage 5 Fund | 1505664 | 02/15/2013 | D/A | $200,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-CTA 7 Fund | 1505677 | 02/15/2013 | D/A | $100,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-High Yield 1 Fund | 1507106 | 02/15/2013 | D/A | $100,000,000 | $0 |