Broker-Dealers on SEC Form D for DEUTSCHE BANK SECURITIES INC.

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Displaying 751-760 out of 834 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
DEUTSCHE BANK SECURITIES INC.	2525	dbX-Market Neutral 12 Fund	1505674	12/08/2011	D/A	$100,000,000	$1,900,000
DEUTSCHE BANK SECURITIES INC.	2525	CREDOS FLOATING RATE FUND LTD.	1571048	03/17/2014	D/A	Indefinite	$1,500,000
DEUTSCHE BANK SECURITIES INC.	2525	Optima Emerging Markets Fund LTD	1297333	10/30/2014	D/A	Indefinite	$1,492,000
DEUTSCHE BANK SECURITIES INC.	2525	Optima Emerging Markets Fund LTD	1297333	10/01/2013	D/A	Indefinite	$1,458,000
DEUTSCHE BANK SECURITIES INC.	2525	Optima Emerging Markets Fund LTD	1297333	11/09/2012	D/A	Indefinite	$1,375,000
DEUTSCHE BANK SECURITIES INC.	2525	dbX-Risk Arbitrage 7 Fund	1510329	04/12/2013	D/A	$200,000,000	$700,000
DEUTSCHE BANK SECURITIES INC.	2525	Four Points Multi-Strategy Fund, Inc.	1482444	04/14/2015	D/A	Indefinite	$500,000
DEUTSCHE BANK SECURITIES INC.	2525	Ingersoll-Rand Global Holding CO LTD	1435318	09/04/2009	D/A	$2,250,000,000	$0
DEUTSCHE BANK SECURITIES INC.	2525	Lighthouse Global Long/Short Fund Ltd	1470174	05/13/2010	D/A	Indefinite	$0
DEUTSCHE BANK SECURITIES INC.	2525	dbX-Risk Arbitrage 5 Fund	1505664	12/08/2011	D/A	$200,000,000	$0