Broker-Dealers on SEC Form D for DEUTSCHE BANK SECURITIES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-30 out of 38 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
DEUTSCHE BANK SECURITIES INC.	2525	Optima Emerging Markets Fund LTD	1297333	10/27/2011	D/A	Indefinite	$2,527,000
DEUTSCHE BANK SECURITIES INC.	2525	Optima Emerging Markets Fund LTD	1297333	03/22/2012	D/A	Indefinite	$2,527,000
DEUTSCHE BANK SECURITIES INC.	2525	Fenwick Recovery Fund, Inc.	1401157	03/15/2012	D/A	Indefinite	$2,500,000
DEUTSCHE BANK SECURITIES INC.	2525	Fenwick Recovery Fund, Inc.	1401157	03/15/2013	D/A	Indefinite	$2,500,000
DEUTSCHE BANK SECURITIES INC.	2525	Fenwick Recovery Fund, Inc.	1401157	03/17/2014	D/A	Indefinite	$2,500,000
DEUTSCHE BANK SECURITIES INC.	2525	dbX-Risk Arbitrage 11 Fund	1505659	12/08/2011	D/A	$200,000,000	$2,435,000
DEUTSCHE BANK SECURITIES INC.	2525	dbX-Risk Arbitrage 11 Fund	1505659	02/15/2013	D/A	$200,000,000	$2,435,000
DEUTSCHE BANK SECURITIES INC.	2525	OZLM VII, Ltd.	1612814	07/09/2014	D	$2,167,647	$2,167,647
DEUTSCHE BANK SECURITIES INC.	2525	dbX-Market Neutral 12 Fund	1505674	12/08/2011	D/A	$100,000,000	$1,900,000
DEUTSCHE BANK SECURITIES INC.	2525	STEELPATH MLP PARTNERS, LP	1500957	09/15/2010	D	Indefinite	$1,875,000

38 Results

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