Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Global Macro 9 Fund | 1532339 | 10/17/2012 | D/A | $150,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-European Long/Short Equity 9 Fund | 1559806 | 10/16/2012 | D | $150,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | UNEQUAL Technologies Co | 1464594 | 03/13/2013 | D/A | $10,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | UNEQUAL Technologies Co | 1464594 | 03/04/2013 | D | $10,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Risk Arbitrage 5 Fund | 1505664 | 02/15/2013 | D/A | $200,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-CTA 7 Fund | 1505677 | 02/15/2013 | D/A | $100,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-High Yield 1 Fund | 1507106 | 02/15/2013 | D/A | $100,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Risk Arbitrage 9 Fund | 1507118 | 02/15/2013 | D/A | $150,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-CTA 16 Fund | 1507121 | 02/15/2013 | D/A | $100,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Risk Arbitrage 10 Fund | 1508132 | 02/15/2013 | D/A | $100,000,000 | $0 |