Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Global Long Short Equity 6 Fund | 1520472 | 05/16/2012 | D/A | $500,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-US Long/Short Equity 8 Fund | 1520474 | 05/16/2012 | D/A | $150,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Event Driven 2 Fund | 1526057 | 07/24/2012 | D/A | $200,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Market Neutral 7 Fund | 1526058 | 07/24/2012 | D/A | $150,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-CTA 18 Fund | 1526059 | 07/24/2012 | D/A | $200,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-Currency 2 Fund | 1526060 | 07/24/2012 | D/A | $100,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | UNEQUAL Technologies Co | 1464594 | 11/09/2012 | D/A | $3,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | UNEQUAL Technologies Co | 1464594 | 11/14/2012 | D/A | $3,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | UNEQUAL Technologies Co | 1464594 | 11/08/2012 | D | $3,000,000 | $0 |
| DEUTSCHE BANK SECURITIES INC. | 2525 | dbX-CTA 14 Fund | 1532338 | 10/17/2012 | D/A | $200,000,000 | $0 |