Broker-Dealers on SEC Form D for DEUTSCHE BANK SECURITIES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 170 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
DEUTSCHE BANK SECURITIES INC.	2525	dbX-Risk Arbitrage 7 Fund	1510329	04/12/2013	D/A	$200,000,000	$700,000
DEUTSCHE BANK SECURITIES INC.	2525	Four Points Multi-Strategy Fund, Inc.	1482444	04/11/2014	D	Indefinite	$500,000
DEUTSCHE BANK SECURITIES INC.	2525	Four Points Multi-Strategy Fund, Inc.	1482444	04/14/2015	D/A	Indefinite	$500,000
DEUTSCHE BANK SECURITIES INC.	2525	Shenkman Opportunistic Credit Fund Ltd.	1733723	04/12/2018	D	Indefinite	$250,000
DEUTSCHE BANK SECURITIES INC.	2525	Ingersoll-Rand Global Holding CO LTD	1435318	09/04/2009	D/A	$2,250,000,000	$0
DEUTSCHE BANK SECURITIES INC.	2525	HOKU SCIENTIFIC INC	1178336	01/05/2010	D	Indefinite	$0
DEUTSCHE BANK SECURITIES INC.	2525	Lighthouse Global Long/Short Fund Ltd	1470174	05/13/2010	D/A	Indefinite	$0
DEUTSCHE BANK SECURITIES INC.	2525	dbX-US Long/Short Equity 10 Fund	1504286	10/28/2010	D	$200,000,000	$0
DEUTSCHE BANK SECURITIES INC.	2525	dbX-European Long/Short Equity 8 Fund	1504287	10/28/2010	D	$150,000	$0
DEUTSCHE BANK SECURITIES INC.	2525	dbX-Risk Arbitrage 12 Fund	1504288	10/28/2010	D	$200,000,000	$0

170 Results

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