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Broker-Dealers on SEC Form D for D.E. SHAW SECURITIES, L.L.C.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 51-60 out of 80 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
D.E. SHAW SECURITIES, L.L.C.24332D. E. Shaw Multi-Asset Fund, L.L.C.146427903/15/2016D/AIndefinite$235,180,681
D.E. SHAW SECURITIES, L.L.C.24332D. E. Shaw Multi-Asset Fund, L.L.C.146427903/13/2014D/AIndefinite$232,005,971
D.E. SHAW SECURITIES, L.L.C.24332D. E. Shaw Direct Capital Fund, L.L.C.143910003/17/2009D/AIndefinite$225,500,000
D.E. SHAW SECURITIES, L.L.C.24332D. E. Shaw Direct Capital Fund, L.L.C.143910003/17/2010D/AIndefinite$225,500,000
D.E. SHAW SECURITIES, L.L.C.24332D. E. Shaw Direct Capital Fund, L.L.C.143910003/17/2011D/AIndefinite$225,500,000
D.E. SHAW SECURITIES, L.L.C.24332D. E. Shaw U.S. Broad Market Core Alpha Extension Fund, L.L.C.139462003/18/2013D/AIndefinite$173,534,044
D.E. SHAW SECURITIES, L.L.C.24332D. E. Shaw Multi-Asset International Fund, L.P.146427803/18/2013D/AIndefinite$164,001,000
D.E. SHAW SECURITIES, L.L.C.24332D. E. Shaw U.S. Large Cap Core Enhanced Special Fund (MA), L.L.C.147547503/17/2011D/AIndefinite$154,456,685
D.E. SHAW SECURITIES, L.L.C.24332D. E. Shaw U.S. Large Cap Core Enhanced Special Fund (MA), L.L.C.147547503/19/2012D/AIndefinite$146,809,674
D.E. SHAW SECURITIES, L.L.C.24332D. E. Shaw U.S. Large Cap Core Enhanced Special Fund (MA), L.L.C.147547503/18/2013D/AIndefinite$146,809,674

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