Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | CAIS DES Oculus LLC | 1523891 | 07/20/2011 | D | Indefinite | $1,000,000 |
| JEFFERIES LLC | 2347 | Whippoorwill Loan Opportunity Fund, L.P. | 1603612 | 03/26/2014 | D | Indefinite | $1,000,000 |
| JEFFERIES LLC | 2347 | Whippoorwill Loan Opportunity Fund, L.P. | 1603612 | 01/20/2015 | D/A | Indefinite | $1,000,000 |
| JEFFERIES LLC | 2347 | Alkeon Innovation Opportunity Offshore Fund, LP | 1769074 | 05/15/2019 | D/A | Indefinite | $1,000,000 |
| JEFFERIES LLC | 2347 | Solanas ESG Sustainability Fund LP | 1740992 | 02/23/2021 | D/A | Indefinite | $968,024 |
| JEFFERIES LLC | 2347 | Solanas ESG Sustainability Fund LP | 1740992 | 02/24/2022 | D/A | Indefinite | $968,024 |
| JEFFERIES LLC | 2347 | CAIS GoldenTree Partners LLC | 1560555 | 10/19/2012 | D | Indefinite | $900,000 |
| JEFFERIES LLC | 2347 | Topwater Partners Offshore Ltd. | 1668037 | 04/07/2016 | D | Indefinite | $500,000 |
| JEFFERIES LLC | 2347 | Solanas Alternative Energy Fund LP | 1740992 | 08/12/2019 | D/A | Indefinite | $499,431 |
| JEFFERIES LLC | 2347 | Solanas ESG Sustainability Fund LP | 1740992 | 08/12/2020 | D/A | Indefinite | $499,431 |