Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | Sound Point Strategic Capital Offshore Fund II, LP | 1951697 | 11/01/2022 | D | Indefinite | $1,525,000 |
| JEFFERIES LLC | 2347 | CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd. | 1523888 | 07/20/2011 | D | Indefinite | $1,500,000 |
| JEFFERIES LLC | 2347 | CAIS WorldQuant Millennium WMQS GEAE Ltd. | 1746628 | 07/09/2019 | D/A | Indefinite | $1,450,000 |
| JEFFERIES LLC | 2347 | CAIS WorldQuant Millennium WMQS GEAE Ltd. | 1746628 | 07/07/2020 | D/A | Indefinite | $1,450,000 |
| JEFFERIES LLC | 2347 | CAIS Highbridge Capital LLC | 1523879 | 07/21/2011 | D | Indefinite | $1,430,000 |
| JEFFERIES LLC | 2347 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 07/20/2011 | D | Indefinite | $1,375,000 |
| JEFFERIES LLC | 2347 | CAIS Paulson Advantage Plus Ltd. | 1523885 | 07/20/2011 | D | Indefinite | $1,250,000 |
| JEFFERIES LLC | 2347 | CAIS ESG CROSS BOARDER EQUITY FUND LLC | 1546544 | 04/11/2012 | D | Indefinite | $1,150,000 |
| JEFFERIES LLC | 2347 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 04/26/2012 | D/A | Indefinite | $1,150,000 |
| JEFFERIES LLC | 2347 | CAIS DES Oculus Ltd. | 1523882 | 07/20/2011 | D | Indefinite | $1,000,000 |