Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | CAIS Highbridge Capital Ltd. | 1526692 | 07/26/2012 | D/A | Indefinite | $2,126,600 |
| JEFFERIES LLC | 2347 | Mudrick Distressed Senior Secured Fund Offshore, Ltd. | 1722323 | 04/16/2018 | D/A | Indefinite | $1,976,744 |
| JEFFERIES LLC | 2347 | CELL THERAPEUTICS INC | 891293 | 06/04/2010 | D | $28,463,000 | $1,848,000 |
| JEFFERIES LLC | 2347 | CAIS Kingdon Offshore Ltd. | 1526693 | 07/26/2012 | D/A | Indefinite | $1,826,600 |
| JEFFERIES LLC | 2347 | CAIS Paulson International Ltd. | 1523887 | 07/26/2013 | D/A | Indefinite | $1,720,000 |
| JEFFERIES LLC | 2347 | CAIS Paulson International Ltd. | 1523887 | 07/20/2011 | D | Indefinite | $1,620,000 |
| JEFFERIES LLC | 2347 | CAIS Paulson International Ltd. | 1523887 | 07/20/2012 | D/A | Indefinite | $1,620,000 |
| JEFFERIES LLC | 2347 | CAIS Paulson International Ltd. | 1523887 | 07/26/2012 | D/A | Indefinite | $1,620,000 |
| JEFFERIES LLC | 2347 | Z Capital Loan Opportunity Offshore Fund Ltd. | 1548578 | 05/14/2012 | D/A | Indefinite | $1,600,000 |
| JEFFERIES LLC | 2347 | Z Capital Loan Opportunity Offshore Fund Ltd. | 1548578 | 05/03/2012 | D | Indefinite | $1,600,000 |