Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | CAIS DES Oculus Ltd. | 1523882 | 07/26/2012 | D/A | Indefinite | $6,550,000 |
| JEFFERIES LLC | 2347 | CAIS DES Oculus Ltd. | 1523882 | 07/26/2013 | D/A | Indefinite | $6,550,000 |
| JEFFERIES LLC | 2347 | Oncobiologics, Inc. | 1649989 | 12/23/2015 | D | $50,000,000 | $6,345,960 |
| JEFFERIES LLC | 2347 | CAIS JAT Capital Offshore Fund Ltd. | 1523883 | 07/20/2011 | D | Indefinite | $6,280,000 |
| JEFFERIES LLC | 2347 | Avenue Strategic Partners Feeder, L.P. | 1518376 | 07/01/2013 | D/A | Indefinite | $6,004,025 |
| JEFFERIES LLC | 2347 | CAIS Kingdon Associates LLC | 1523893 | 07/19/2013 | D/A | Indefinite | $5,890,000 |
| JEFFERIES LLC | 2347 | Kadmon Holdings, LLC | 1557142 | 07/31/2014 | D | $50,000,000 | $5,690,000 |
| JEFFERIES LLC | 2347 | CAIS WTN Fund Ltd. | 1523890 | 07/26/2013 | D/A | Indefinite | $5,654,855 |
| JEFFERIES LLC | 2347 | Kathmandu Capital Partners Fund, LLC | 1919187 | 04/05/2023 | D/A | Indefinite | $5,650,000 |
| JEFFERIES LLC | 2347 | CAIS WTN Fund Ltd. | 1523890 | 07/20/2011 | D | Indefinite | $5,546,496 |