Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | RBR European Long Short Ltd. | 1575928 | 06/30/2016 | D/A | Indefinite | $9,071,295 |
| JEFFERIES LLC | 2347 | RBR European Long Short Ltd. | 1575928 | 06/26/2017 | D/A | Indefinite | $9,071,295 |
| JEFFERIES LLC | 2347 | RBR European Long Short Ltd. | 1575928 | 06/30/2015 | D | Indefinite | $8,871,295 |
| JEFFERIES LLC | 2347 | CAIS Blue Trend Fund LLC | 1523892 | 07/20/2011 | D | Indefinite | $8,550,000 |
| JEFFERIES LLC | 2347 | TherapeuticsMD, Inc. | 25743 | 10/10/2012 | D | $8,500,001 | $8,500,001 |
| JEFFERIES LLC | 2347 | CAIS DES Oculus Ltd. | 1523882 | 10/02/2014 | D/A | Indefinite | $8,450,000 |
| JEFFERIES LLC | 2347 | CAIS Millennium USA LLC | 1523894 | 07/20/2011 | D | Indefinite | $8,350,000 |
| JEFFERIES LLC | 2347 | Z Capital Loan Opportunity Offshore Fund Ltd. | 1548578 | 05/14/2013 | D/A | Indefinite | $8,050,000 |
| JEFFERIES LLC | 2347 | CAIS Kingdon Associates LLC | 1523893 | 10/25/2016 | D/A | Indefinite | $7,841,683 |
| JEFFERIES LLC | 2347 | CAIS Kingdon Associates LLC | 1523893 | 10/23/2017 | D/A | Indefinite | $7,841,683 |