Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | CAIS BlueTrend Fund Ltd. | 1523881 | 07/20/2011 | D | Indefinite | $10,380,008 |
| JEFFERIES LLC | 2347 | CAIS JAT Capital Offshore Fund Ltd. | 1523883 | 07/20/2012 | D/A | Indefinite | $10,315,000 |
| JEFFERIES LLC | 2347 | CAIS JAT Capital Offshore Fund Ltd. | 1523883 | 07/26/2012 | D/A | Indefinite | $10,315,000 |
| JEFFERIES LLC | 2347 | CAIS JAT Capital Offshore Fund Ltd. | 1523883 | 07/26/2013 | D/A | Indefinite | $10,315,000 |
| JEFFERIES LLC | 2347 | CAIS DES Composite Fund LLC | 1566447 | 01/10/2013 | D | Indefinite | $10,250,000 |
| JEFFERIES LLC | 2347 | SUNESIS PHARMACEUTICALS INC | 1061027 | 04/17/2009 | D | $15,000,000 | $10,000,000 |
| JEFFERIES LLC | 2347 | Investcorp North American Private Equity Parallel Fund I-B, L.P. | 1840269 | 02/16/2023 | D/A | Indefinite | $10,000,000 |
| JEFFERIES LLC | 2347 | Salzman Offshore Ltd | 1411892 | 03/25/2014 | D/A | Indefinite | $9,788,250 |
| JEFFERIES LLC | 2347 | Salzman Offshore Ltd | 1411892 | 08/05/2014 | D/A | Indefinite | $9,788,250 |
| JEFFERIES LLC | 2347 | Z Capital Loan Opportunity Offshore Fund Ltd. | 1548578 | 05/15/2014 | D/A | Indefinite | $9,406,250 |