Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | CAIS DES Oculus Ltd. | 1523882 | 10/24/2017 | D/A | Indefinite | $16,140,000 |
| JEFFERIES LLC | 2347 | Recro Pharma, Inc. | 1588972 | 07/13/2015 | D | $16,000,008 | $16,000,008 |
| JEFFERIES LLC | 2347 | Salzman Offshore Ltd | 1411892 | 03/25/2015 | D/A | Indefinite | $14,997,250 |
| JEFFERIES LLC | 2347 | Salzman Offshore Ltd | 1411892 | 03/23/2016 | D/A | Indefinite | $14,997,250 |
| JEFFERIES LLC | 2347 | Salzman Offshore Ltd | 1411892 | 03/23/2017 | D/A | Indefinite | $14,997,250 |
| JEFFERIES LLC | 2347 | Salzman Offshore Ltd | 1411892 | 03/20/2018 | D/A | Indefinite | $14,997,250 |
| JEFFERIES LLC | 2347 | Salzman Offshore Ltd | 1411892 | 03/20/2019 | D/A | Indefinite | $14,997,250 |
| JEFFERIES LLC | 2347 | Salzman Offshore Ltd | 1411892 | 04/16/2020 | D/A | Indefinite | $14,997,250 |
| JEFFERIES LLC | 2347 | CAIS DES Oculus Ltd. | 1523882 | 10/25/2016 | D/A | Indefinite | $14,965,000 |
| JEFFERIES LLC | 2347 | CAIS BALESTRA GLOBAL LTD. | 1539873 | 10/02/2014 | D/A | Indefinite | $14,601,993 |