Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | PlaneSense, Inc. | 1799745 | 01/13/2020 | D | $30,000,000 | $21,950,000 |
| JEFFERIES LLC | 2347 | Starwood European Real Estate Finance Ltd | 1567636 | 01/24/2013 | D | $21,824,000 | $21,824,000 |
| JEFFERIES LLC | 2347 | CAIS BlueTrend Fund Ltd. | 1523881 | 07/20/2012 | D/A | Indefinite | $21,646,500 |
| JEFFERIES LLC | 2347 | CAIS BlueTrend Fund Ltd. | 1523881 | 07/26/2012 | D/A | Indefinite | $21,646,500 |
| JEFFERIES LLC | 2347 | Arix Bioscience plc | 1700449 | 04/04/2018 | D | $121,778,626 | $21,438,354 |
| JEFFERIES LLC | 2347 | CAIS AllBlue Ltd. | 1523880 | 07/26/2013 | D/A | Indefinite | $21,427,574 |
| JEFFERIES LLC | 2347 | StemPoint Capital Fund LP | 1960394 | 02/01/2023 | D/A | Indefinite | $21,200,000 |
| JEFFERIES LLC | 2347 | DG Value Partners II Offshore Fund, Ltd | 1668419 | 03/02/2017 | D/A | Indefinite | $20,731,992 |
| JEFFERIES LLC | 2347 | DG Value Partners II Offshore Fund, Ltd | 1668419 | 03/04/2016 | D | Indefinite | $20,525,991 |
| JEFFERIES LLC | 2347 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 10/02/2014 | D/A | Indefinite | $20,309,975 |