Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | ACTIV Financial Systems, Inc. | 1481173 | 01/15/2010 | D | $25,324,930 | $25,324,930 |
| JEFFERIES LLC | 2347 | CEMPRA, INC. | 1461993 | 10/30/2012 | D | $25,119,996 | $25,119,996 |
| JEFFERIES LLC | 2347 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 09/30/2015 | D/A | Indefinite | $25,035,000 |
| JEFFERIES LLC | 2347 | CAIS AllBlue Ltd. | 1523880 | 09/30/2015 | D/A | Indefinite | $24,815,930 |
| JEFFERIES LLC | 2347 | Velti plc | 1490412 | 05/08/2013 | D | $24,794,118 | $24,794,118 |
| JEFFERIES LLC | 2347 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 10/26/2016 | D/A | Indefinite | $24,683,019 |
| JEFFERIES LLC | 2347 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 10/23/2017 | D/A | Indefinite | $24,683,019 |
| JEFFERIES LLC | 2347 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 06/12/2018 | D/A | Indefinite | $24,683,019 |
| JEFFERIES LLC | 2347 | PROLOR Biotech, Inc. | 1268659 | 03/25/2010 | D | $24,399,991 | $24,399,991 |
| JEFFERIES LLC | 2347 | Z Capital Loan Opportunity Fund, L.P. | 1548576 | 05/14/2013 | D/A | Indefinite | $24,275,000 |