Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | Savara Inc | 1160308 | 01/02/2020 | D | $74,999,962 | $26,779,912 |
| JEFFERIES LLC | 2347 | CAIS AllBlue Ltd. | 1523880 | 10/25/2016 | D/A | Indefinite | $26,637,504 |
| JEFFERIES LLC | 2347 | CAIS AllBlue Ltd. | 1523880 | 10/23/2017 | D/A | Indefinite | $26,637,504 |
| JEFFERIES LLC | 2347 | CAIS AllBlue Ltd. | 1523880 | 06/12/2018 | D/A | Indefinite | $26,637,504 |
| JEFFERIES LLC | 2347 | Mudrick Distressed Senior Secured Fund Offshore, Ltd. | 1722323 | 04/16/2019 | D/A | Indefinite | $26,346,744 |
| JEFFERIES LLC | 2347 | PALMAZ SCIENTIFIC INC | 1432568 | 11/26/2013 | D/A | $30,000,000 | $26,313,000 |
| JEFFERIES LLC | 2347 | MethylGene Inc. | 1516722 | 11/21/2012 | D | $35,530,414 | $26,125,730 |
| JEFFERIES LLC | 2347 | TFF Pharmaceuticals, Inc. | 1733413 | 08/19/2020 | D | $25,913,560 | $25,913,560 |
| JEFFERIES LLC | 2347 | Alkeon Innovation Offshore Fund, Ltd. | 1771328 | 05/15/2019 | D/A | Indefinite | $25,625,000 |
| JEFFERIES LLC | 2347 | CAIS AllBlue Ltd. | 1523880 | 10/02/2014 | D/A | Indefinite | $25,457,003 |