Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | CAIS Blue Trend Fund LLC | 1523892 | 10/26/2016 | D/A | Indefinite | $52,941,688 |
| JEFFERIES LLC | 2347 | CAIS Blue Trend Fund LLC | 1523892 | 10/24/2017 | D/A | Indefinite | $52,941,688 |
| JEFFERIES LLC | 2347 | CAIS Blue Trend Fund LLC | 1523892 | 06/12/2018 | D/A | Indefinite | $52,941,688 |
| JEFFERIES LLC | 2347 | CSI Compressco LP | 1449488 | 11/23/2021 | D | $52,717,783 | $52,717,783 |
| JEFFERIES LLC | 2347 | YORK ASIAN OPPORTUNITIES UNIT TRUST | 1461060 | 03/21/2016 | D/A | Indefinite | $52,681,450 |
| JEFFERIES LLC | 2347 | YORK ASIAN OPPORTUNITIES UNIT TRUST | 1461060 | 03/21/2017 | D/A | Indefinite | $52,681,450 |
| JEFFERIES LLC | 2347 | APIS GLOBAL DEEP VALUE, LP | 1340464 | 01/18/2019 | D/A | Indefinite | $52,510,947 |
| JEFFERIES LLC | 2347 | Avenue Strategic Partners, Ltd. | 1437989 | 03/14/2011 | D/A | Indefinite | $52,100,000 |
| JEFFERIES LLC | 2347 | Salzman Onshore LP | 1411893 | 04/17/2012 | D | Indefinite | $51,690,000 |
| JEFFERIES LLC | 2347 | SEQUENOM INC | 1076481 | 05/24/2010 | D | $51,605,250 | $51,605,250 |