Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | BLUEBAY DIRECT LENDING FUND I (CO-INVEST A), LP | 1585091 | 08/27/2013 | D | Indefinite | $59,330,678 |
| JEFFERIES LLC | 2347 | CAIS AllBlue LLC | 1523886 | 10/02/2014 | D/A | Indefinite | $59,172,285 |
| JEFFERIES LLC | 2347 | Armory Credit Opportunity Fund, LP | 1602735 | 03/17/2014 | D | Indefinite | $55,964,304 |
| JEFFERIES LLC | 2347 | CAIS AllBlue LLC | 1523886 | 09/30/2015 | D/A | Indefinite | $55,939,650 |
| JEFFERIES LLC | 2347 | GOLD RESOURCE CORP | 1160791 | 10/28/2010 | D | $55,600,000 | $55,600,000 |
| JEFFERIES LLC | 2347 | CAIS DES Oculus LLC | 1523891 | 10/02/2014 | D/A | Indefinite | $54,915,760 |
| JEFFERIES LLC | 2347 | Varden Pacific Opportunity Offshore Fund I Ltd | 1544843 | 11/18/2014 | D/A | Indefinite | $54,095,000 |
| JEFFERIES LLC | 2347 | AP PHARMA INC /DE/ | 818033 | 08/10/2012 | D | $53,549,999 | $53,549,999 |
| JEFFERIES LLC | 2347 | WARREN RESOURCES INC | 892986 | 11/05/2015 | D | $53,028,666 | $53,028,666 |
| JEFFERIES LLC | 2347 | Ibex Israel Fund (Offshore) Ltd. | 1702878 | 09/27/2018 | D/A | Indefinite | $52,989,796 |