Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | CAIS Paulson Advantage Plus Ltd. | 1523885 | 07/20/2012 | D/A | Indefinite | $3,600,100 |
| JEFFERIES LLC | 2347 | CAIS Paulson Advantage Plus Ltd. | 1523885 | 07/26/2012 | D/A | Indefinite | $3,600,100 |
| JEFFERIES LLC | 2347 | CAIS Paulson Advantage Plus Ltd. | 1523885 | 07/26/2013 | D/A | Indefinite | $3,600,100 |
| JEFFERIES LLC | 2347 | CAIS Highbridge Capital LLC | 1523879 | 07/20/2012 | D/A | Indefinite | $3,380,000 |
| JEFFERIES LLC | 2347 | CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd. | 1523888 | 07/26/2013 | D/A | Indefinite | $3,251,600 |
| JEFFERIES LLC | 2347 | Salzman Offshore Ltd | 1411892 | 03/25/2013 | D/A | Indefinite | $2,832,000 |
| JEFFERIES LLC | 2347 | Mudrick Distressed Energy Co-Investment Feeder, L.P. | 1637879 | 11/30/2017 | D/A | Indefinite | $2,750,000 |
| JEFFERIES LLC | 2347 | Z Capital Loan Opportunity Fund, L.P. | 1548576 | 05/14/2012 | D/A | Indefinite | $2,700,000 |
| JEFFERIES LLC | 2347 | Alkeon Innovation Opportunity Fund, LP | 1769016 | 05/15/2019 | D/A | Indefinite | $2,600,000 |
| JEFFERIES LLC | 2347 | CAIS Highbridge Capital Ltd. | 1526692 | 07/26/2013 | D/A | Indefinite | $2,326,600 |