Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | CAIS Kingdon Associates LLC | 1523893 | 07/19/2013 | D/A | Indefinite | $5,890,000 |
| JEFFERIES LLC | 2347 | CAIS WTN Fund Ltd. | 1523890 | 07/26/2013 | D/A | Indefinite | $5,654,855 |
| JEFFERIES LLC | 2347 | Kathmandu Capital Partners Fund, LLC | 1919187 | 04/05/2023 | D/A | Indefinite | $5,650,000 |
| JEFFERIES LLC | 2347 | Mudrick Distressed Senior Secured Fund, L.P. | 1726471 | 04/16/2018 | D/A | Indefinite | $5,400,000 |
| JEFFERIES LLC | 2347 | Mudrick Distressed Senior Secured Fund, L.P. | 1726471 | 04/16/2019 | D/A | Indefinite | $5,400,000 |
| JEFFERIES LLC | 2347 | Mudrick Distressed Senior Secured Fund, L.P. | 1726471 | 04/16/2020 | D/A | Indefinite | $5,400,000 |
| JEFFERIES LLC | 2347 | Mudrick Distressed Senior Secured Fund, L.P. | 1726471 | 04/16/2021 | D/A | Indefinite | $5,400,000 |
| JEFFERIES LLC | 2347 | CAIS WTN Fund Ltd. | 1523890 | 07/20/2012 | D/A | Indefinite | $5,354,855 |
| JEFFERIES LLC | 2347 | CAIS WTN Fund Ltd. | 1523890 | 07/26/2012 | D/A | Indefinite | $5,354,855 |
| JEFFERIES LLC | 2347 | CAIS Kingdon Offshore Ltd. | 1526693 | 10/24/2016 | D/A | Indefinite | $5,305,100 |