Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | CAIS Kingdon Associates LLC | 1523893 | 10/25/2016 | D/A | Indefinite | $7,841,683 |
| JEFFERIES LLC | 2347 | CAIS Kingdon Associates LLC | 1523893 | 10/23/2017 | D/A | Indefinite | $7,841,683 |
| JEFFERIES LLC | 2347 | CAIS Kingdon Associates LLC | 1523893 | 06/12/2018 | D/A | Indefinite | $7,841,683 |
| JEFFERIES LLC | 2347 | PALMAZ SCIENTIFIC INC | 1432568 | 11/15/2011 | D/A | $30,000,000 | $7,765,000 |
| JEFFERIES LLC | 2347 | TRISHIELD SPECIAL SITUATIONS FUND LTD. | 1613501 | 07/15/2015 | D/A | Indefinite | $7,688,698 |
| JEFFERIES LLC | 2347 | TRISHIELD SPECIAL SITUATIONS FUND LTD. | 1613501 | 06/28/2016 | D/A | Indefinite | $7,688,698 |
| JEFFERIES LLC | 2347 | CAIS Kingdon Associates LLC | 1523893 | 09/30/2015 | D/A | Indefinite | $7,665,000 |
| JEFFERIES LLC | 2347 | Whippoorwill Credit Opportunity Fund, L.P. | 1591624 | 01/20/2015 | D/A | Indefinite | $7,487,424 |
| JEFFERIES LLC | 2347 | Mudrick Distressed Senior Secured Fund Global, L.P. | 1723936 | 04/16/2018 | D/A | Indefinite | $7,476,744 |
| JEFFERIES LLC | 2347 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 07/20/2012 | D/A | Indefinite | $7,135,000 |