Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | CAIS DES Composite Fund LLC | 1566447 | 10/26/2016 | D/A | Indefinite | $38,250,000 |
| JEFFERIES LLC | 2347 | CAIS DES Oculus LLC | 1523891 | 07/20/2012 | D/A | Indefinite | $36,399,620 |
| JEFFERIES LLC | 2347 | CAIS AllBlue LLC | 1523886 | 07/20/2012 | D/A | Indefinite | $36,005,300 |
| JEFFERIES LLC | 2347 | Special Opportunities Fund V (Cayman), L.P. | 1572270 | 04/03/2015 | D/A | $200,000,000 | $35,765,000 |
| JEFFERIES LLC | 2347 | Riposte Global Opportunity Fund, LP | 1661735 | 12/30/2020 | D/A | Indefinite | $35,340,294 |
| JEFFERIES LLC | 2347 | CAIS BlueTrend Fund Ltd. | 1523881 | 10/26/2016 | D/A | Indefinite | $35,176,779 |
| JEFFERIES LLC | 2347 | CAIS BlueTrend Fund Ltd. | 1523881 | 10/24/2017 | D/A | Indefinite | $35,176,779 |
| JEFFERIES LLC | 2347 | CAIS BlueTrend Fund Ltd. | 1523881 | 06/12/2018 | D/A | Indefinite | $35,176,779 |
| JEFFERIES LLC | 2347 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 10/25/2016 | D/A | Indefinite | $35,131,451 |
| JEFFERIES LLC | 2347 | CAIS BlueTrend Fund Ltd. | 1523881 | 10/02/2014 | D/A | Indefinite | $34,826,778 |