Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | CAIS Blue Trend Fund LLC | 1523892 | 10/26/2016 | D/A | Indefinite | $52,941,688 |
| JEFFERIES LLC | 2347 | CAIS Blue Trend Fund LLC | 1523892 | 10/24/2017 | D/A | Indefinite | $52,941,688 |
| JEFFERIES LLC | 2347 | CAIS Blue Trend Fund LLC | 1523892 | 06/12/2018 | D/A | Indefinite | $52,941,688 |
| JEFFERIES LLC | 2347 | YORK ASIAN OPPORTUNITIES UNIT TRUST | 1461060 | 03/21/2016 | D/A | Indefinite | $52,681,450 |
| JEFFERIES LLC | 2347 | YORK ASIAN OPPORTUNITIES UNIT TRUST | 1461060 | 03/21/2017 | D/A | Indefinite | $52,681,450 |
| JEFFERIES LLC | 2347 | APIS GLOBAL DEEP VALUE, LP | 1340464 | 01/18/2019 | D/A | Indefinite | $52,510,947 |
| JEFFERIES LLC | 2347 | Avenue Strategic Partners, Ltd. | 1437989 | 03/14/2011 | D/A | Indefinite | $52,100,000 |
| JEFFERIES LLC | 2347 | RBR European Long Short LP | 1573911 | 06/26/2017 | D/A | Indefinite | $50,465,000 |
| JEFFERIES LLC | 2347 | York Asian Opportunities Institutional Fund Ltd | 1517059 | 05/06/2016 | D/A | Indefinite | $50,300,000 |
| JEFFERIES LLC | 2347 | York Asian Opportunities Institutional Fund Ltd | 1517059 | 05/05/2017 | D/A | Indefinite | $50,300,000 |