Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | ARROWHEAD RESEARCH CORP | 879407 | 10/22/2013 | D | $64,000,000 | $64,000,000 |
| JEFFERIES LLC | 2347 | Armory Credit Opportunity Fund, LP | 1602735 | 03/16/2016 | D/A | Indefinite | $63,336,330 |
| JEFFERIES LLC | 2347 | CAIS AllBlue LLC | 1523886 | 10/23/2017 | D/A | Indefinite | $62,499,029 |
| JEFFERIES LLC | 2347 | CAIS AllBlue LLC | 1523886 | 06/12/2018 | D/A | Indefinite | $62,499,029 |
| JEFFERIES LLC | 2347 | CAIS AllBlue LLC | 1523886 | 10/25/2016 | D/A | Indefinite | $62,498,029 |
| JEFFERIES LLC | 2347 | Structural Capital Investors II, LP | 1668982 | 11/27/2018 | D/A | Indefinite | $62,190,957 |
| JEFFERIES LLC | 2347 | Salzman Onshore LP | 1411893 | 03/25/2013 | D/A | Indefinite | $61,690,000 |
| JEFFERIES LLC | 2347 | YORK ASIAN OPPORTUNITIES UNIT TRUST | 1461060 | 03/21/2018 | D/A | Indefinite | $60,981,450 |
| JEFFERIES LLC | 2347 | CAIS Third Point Partners LLC | 1523897 | 10/02/2014 | D/A | Indefinite | $60,383,990 |
| JEFFERIES LLC | 2347 | APIS GLOBAL DEEP VALUE, LP | 1340464 | 01/17/2020 | D/A | Indefinite | $60,370,441 |