Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | Celcuity Inc. | 1603454 | 05/26/2022 | D | $155,999,997 | $99,999,998 |
| JEFFERIES LLC | 2347 | CAIS Third Point Partners LLC | 1523897 | 10/23/2017 | D/A | Indefinite | $99,990,140 |
| JEFFERIES LLC | 2347 | LAYNE CHRISTENSEN CO | 888504 | 02/19/2015 | D | $99,898,000 | $99,898,000 |
| JEFFERIES LLC | 2347 | CRAWFORD LAKE ENHANCED ONSHORE FUND, LP | 1640932 | 10/26/2020 | D/A | Indefinite | $99,556,449 |
| JEFFERIES LLC | 2347 | JEFFERIES DAKOTA FUND LLC | 1423341 | 03/17/2010 | D/A | Indefinite | $99,538,192 |
| JEFFERIES LLC | 2347 | Perceptive Credit Opportunities Fund, LP | 1622789 | 11/23/2015 | D/A | Indefinite | $97,993,000 |
| JEFFERIES LLC | 2347 | Wheels Up Partners Holdings LLC | 1585103 | 02/26/2016 | D/A | $115,000,000 | $96,637,032 |
| JEFFERIES LLC | 2347 | Alkeon Growth Offshore Fund II, Ltd. | 1503462 | 10/23/2020 | D/A | Indefinite | $94,949,745 |
| JEFFERIES LLC | 2347 | BELLICUM PHARMACEUTICALS, INC | 1358403 | 09/03/2014 | D | $94,357,588 | $94,357,588 |
| JEFFERIES LLC | 2347 | JEFFERIES DAKOTA FUND LLC | 1423341 | 03/16/2009 | D/A | Indefinite | $94,326,169 |