Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | CAIS BlueTrend Fund Ltd. | 1523881 | 06/12/2018 | D/A | Indefinite | $35,176,779 |
| JEFFERIES LLC | 2347 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 10/25/2016 | D/A | Indefinite | $35,131,451 |
| JEFFERIES LLC | 2347 | Residences at Cota Vera Syndication, LLC | 1921812 | 04/18/2022 | D | $39,147,776 | $34,870,000 |
| JEFFERIES LLC | 2347 | CAIS BlueTrend Fund Ltd. | 1523881 | 10/02/2014 | D/A | Indefinite | $34,826,778 |
| JEFFERIES LLC | 2347 | CAIS Third Point Partners LLC | 1523897 | 07/19/2013 | D/A | Indefinite | $34,629,792 |
| JEFFERIES LLC | 2347 | CAIS BlueTrend Fund Ltd. | 1523881 | 09/30/2015 | D/A | Indefinite | $34,076,779 |
| JEFFERIES LLC | 2347 | Mudrick Distressed Senior Secured Fund Global, L.P. | 1723936 | 04/16/2020 | D/A | Indefinite | $33,937,760 |
| JEFFERIES LLC | 2347 | Mudrick Distressed Senior Secured Fund Global, L.P. | 1723936 | 04/16/2021 | D/A | Indefinite | $33,937,760 |
| JEFFERIES LLC | 2347 | YUMANITY THERAPEUTICS, INC. | 1445283 | 01/06/2021 | D | $33,599,895 | $33,599,895 |
| JEFFERIES LLC | 2347 | CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd. | 1523888 | 07/20/2012 | D/A | Indefinite | $32,516,000 |