Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | CAIS Blue Trend Fund LLC | 1523892 | 07/19/2013 | D/A | Indefinite | $48,069,882 |
| JEFFERIES LLC | 2347 | RBR European Long Short LP | 1573911 | 06/30/2015 | D | Indefinite | $47,965,000 |
| JEFFERIES LLC | 2347 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/10/2019 | D/A | Indefinite | $47,820,400 |
| JEFFERIES LLC | 2347 | Translate Bio, Inc. | 1693415 | 05/10/2019 | D | $47,454,990 | $47,454,990 |
| JEFFERIES LLC | 2347 | Z Capital Loan Opportunity Fund, L.P. | 1548576 | 05/16/2017 | D/A | Indefinite | $47,431,990 |
| JEFFERIES LLC | 2347 | Z Capital Loan Opportunity Fund, L.P. | 1548576 | 05/16/2018 | D/A | Indefinite | $47,431,990 |
| JEFFERIES LLC | 2347 | Z Capital Loan Opportunity Fund, L.P. | 1548576 | 05/16/2019 | D/A | Indefinite | $47,431,990 |
| JEFFERIES LLC | 2347 | Avenue Strategic Partners, Ltd. | 1437989 | 03/16/2010 | D/A | Indefinite | $47,000,000 |
| JEFFERIES LLC | 2347 | iCapital-SLP V Access Fund, L.P. | 1696569 | 03/29/2017 | D | Indefinite | $46,890,000 |
| JEFFERIES LLC | 2347 | Harvest Volatility Alpha Fund, LP | 1466239 | 02/25/2013 | D/A | Indefinite | $46,574,932 |