Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | PALMAZ SCIENTIFIC INC | 1432568 | 02/09/2012 | D/A | $30,000,000 | $12,452,312 |
| JEFFERIES LLC | 2347 | Mudrick Distressed Energy Co-Investment Feeder, Ltd. | 1637925 | 11/30/2017 | D/A | Indefinite | $12,350,000 |
| JEFFERIES LLC | 2347 | Sikra Capital Fund, LLC | 1799704 | 01/13/2020 | D | Indefinite | $11,900,000 |
| JEFFERIES LLC | 2347 | Sikra Capital Fund, LLC | 1799704 | 02/11/2021 | D/A | Indefinite | $11,900,000 |
| JEFFERIES LLC | 2347 | SEVEN GENERATIONS ENERGY LTD. | 1439727 | 09/18/2012 | D | $43,450,000 | $11,799,700 |
| JEFFERIES LLC | 2347 | CAIS Perella Weinberg Partners Xerion Fund LLC | 1523896 | 07/20/2012 | D/A | Indefinite | $11,550,000 |
| JEFFERIES LLC | 2347 | CAIS Perella Weinberg Partners Xerion Fund LLC | 1523896 | 07/19/2013 | D/A | Indefinite | $11,550,000 |
| JEFFERIES LLC | 2347 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 04/26/2013 | D/A | Indefinite | $11,385,000 |
| JEFFERIES LLC | 2347 | CAIS GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND LLC | 1544293 | 03/12/2013 | D/A | Indefinite | $11,365,000 |
| JEFFERIES LLC | 2347 | CAIS Millennium Intl. Ltd. | 1523884 | 07/20/2011 | D | Indefinite | $11,076,674 |