Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | CAIS BALESTRA GLOBAL LTD. | 1539873 | 07/31/2013 | D/A | Indefinite | $13,364,593 |
| JEFFERIES LLC | 2347 | CAIS Third Point Partners LLC | 1523897 | 07/20/2012 | D/A | Indefinite | $13,255,000 |
| JEFFERIES LLC | 2347 | AutoGenomics, Inc. | 1439210 | 03/25/2010 | D/A | $13,125,000 | $13,125,000 |
| JEFFERIES LLC | 2347 | AutoGenomics, Inc. | 1439210 | 03/25/2010 | D | $13,125,000 | $13,125,000 |
| JEFFERIES LLC | 2347 | CAIS BALESTRA CAPITAL PARTNERS LLC | 1539872 | 01/24/2012 | D | Indefinite | $13,025,000 |
| JEFFERIES LLC | 2347 | Oak Hill Capital Partners V (Offshore Feeder), L.P. | 1759498 | 05/28/2020 | D/A | $3,600,000,000 | $13,000,000 |
| JEFFERIES LLC | 2347 | CAIS Perella Weinberg Partners Xerion Fund LLC | 1523896 | 10/09/2014 | D/A | Indefinite | $12,999,114 |
| JEFFERIES LLC | 2347 | StemPoint Capital Fund LP | 1960394 | 12/29/2022 | D | Indefinite | $12,700,000 |
| JEFFERIES LLC | 2347 | CAIS DES Oculus Ltd. | 1523882 | 09/30/2015 | D/A | Indefinite | $12,665,000 |
| JEFFERIES LLC | 2347 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 07/26/2013 | D/A | Indefinite | $12,650,000 |