Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | CAIS Paulson Advantage Plus LLC | 1523895 | 07/20/2011 | D | Indefinite | $2,509,000 |
| JEFFERIES LLC | 2347 | Ibex Israel VC (Offshore) LP | 1823488 | 09/03/2020 | D | $100,000,000 | $2,500,000 |
| JEFFERIES LLC | 2347 | PALMAZ SCIENTIFIC INC | 1432568 | 12/10/2010 | D | $7,500,000 | $2,475,000 |
| JEFFERIES LLC | 2347 | Salzman Offshore Ltd | 1411892 | 04/17/2012 | D | Indefinite | $2,450,000 |
| JEFFERIES LLC | 2347 | CAIS Perella Weinberg Partners Xerion Fund LLC | 1523896 | 07/20/2011 | D | Indefinite | $2,400,000 |
| JEFFERIES LLC | 2347 | CAIS Highbridge Capital Ltd. | 1526692 | 07/26/2013 | D/A | Indefinite | $2,326,600 |
| JEFFERIES LLC | 2347 | CAIS Kingdon Offshore Ltd. | 1526693 | 07/26/2013 | D/A | Indefinite | $2,276,600 |
| JEFFERIES LLC | 2347 | CAIS Highbridge Capital Ltd. | 1526692 | 07/26/2012 | D/A | Indefinite | $2,126,600 |
| JEFFERIES LLC | 2347 | Mudrick Distressed Senior Secured Fund Offshore, Ltd. | 1722323 | 04/16/2018 | D/A | Indefinite | $1,976,744 |
| JEFFERIES LLC | 2347 | CELL THERAPEUTICS INC | 891293 | 06/04/2010 | D | $28,463,000 | $1,848,000 |