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Broker-Dealers on SEC Form D

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 350,705 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
SUNGARD INSTITUTIONAL BROKERAGE INC.8509Federated International Funds plc146292203/13/2014D/AIndefinite$720,426,486,710
MBSC SECURITIES CORPORATION231ALEXANDER SERIES TRUST144269504/05/2019D/AIndefinite$591,313,309,035
MBSC SECURITIES CORPORATION231ALEXANDER SERIES TRUST144269504/03/2020D/AIndefinite$591,313,309,035
MBSC SECURITIES CORPORATION231ALEXANDER SERIES TRUST144269504/02/2021D/AIndefinite$591,313,309,035
MBSC SECURITIES CORPORATION231ALEXANDER SERIES TRUST144269504/01/2022D/AIndefinite$591,313,309,035
MBSC SECURITIES CORPORATION231ALEXANDER SERIES TRUST144269504/07/2017D/AIndefinite$591,306,309,035
MBSC SECURITIES CORPORATION231ALEXANDER SERIES TRUST144269504/06/2018D/AIndefinite$591,306,309,035
MBSC SECURITIES CORPORATION231ALEXANDER SERIES TRUST144269504/07/2016D/AIndefinite$459,957,346,699
MBSC SECURITIES CORPORATION231ALEXANDER SERIES OFFSHORE FUND SPC144270804/07/2017D/AIndefinite$456,260,762,191
MBSC SECURITIES CORPORATION231BNY SERIES TRUST144269504/07/2015D/AIndefinite$429,975,169,672

350,705 Results

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