Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JMP SECURITIES LLC | 22208 | PLx Pharma Inc. | 1497504 | 03/04/2019 | D | $15,000,000 | $15,000,000 |
| JMP SECURITIES LLC | 22208 | Oncothyreon Inc. | 1412067 | 10/06/2010 | D | $28,342,348 | $14,850,045 |
| JMP SECURITIES LLC | 22208 | Summit Corp plc | 1599298 | 03/04/2014 | D | $11,644,000 | $11,644,000 |
| JMP SECURITIES LLC | 22208 | Loyal Foundry Holdings, Inc. | 1900969 | 05/09/2022 | D | $12,122,283 | $11,397,170 |
| JMP SECURITIES LLC | 22208 | InspireMD, Inc. | 1433607 | 04/18/2012 | D | $11,000,000 | $11,000,000 |
| JMP SECURITIES LLC | 22208 | LiveXLive Media, Inc. | 1491419 | 07/05/2018 | D | $10,640,000 | $10,640,000 |
| JMP SECURITIES LLC | 22208 | Notable Labs, Inc. | 1674834 | 03/08/2023 | D | $10,336,259 | $10,336,259 |
| JMP SECURITIES LLC | 22208 | FUELQUEST INC | 1113613 | 03/30/2012 | D | $10,000,000 | $10,000,000 |